Retail IPO Management

  • Digitize Your IPO Collection Process - Faster. Safer. Smarter.
  • Seamless, AI-Driven Subscription Handling for Receiving Agents with End-to-End Integration & Regulatory Compliance
  • Our AI-enabled IPO Subscription Management Solution empowers Receiving Agents, banks, brokerage firms, Asset Managers, Fund Managers, Authorized Persons (APs), and financial institutions with an intelligent, unified platform to manage both retail and institutional IPO subscriptions.
  • The solution features an AI-powered investor portal and smart back-office automation that streamline investor onboarding, perform real-time KYC/eKYC verification, predict subscription volumes, and flag anomalies for compliance review.
  • Deep integrations with payment gateways, CRM systems, regulatory databases, and stock exchanges ensure faster processing, enhanced accuracy, and full compliance with local capital market regulations. AI-driven insights help optimize resource planning and investor communication, while automated workflows reduce manual errors and operational risk.

Key Features

Real-time application tracking, multi-channel investor access, ID validation, MOI and Exchange integration capabilities, eMail/SMS notification capabilities, payment gateway connectivity facilities, Restricted Investors management, regulatory reporting, etc.

Multi-Channel Subscription Collection

Accept subscriptions from investors via online banking, mobile apps, ATMs, branches, and APIs, ensuring broad accessibility and convenience.

Real-Time Subscription Validation

Automatically validate investor eligibility, bid amounts, price ranges, limits per investor category, and subscription timelines.

Integrated Payment Processing

Connect seamlessly with payment gateways and banking systems to confirm and reconcile payments in real-time. Capability to use virtual IBANs too in managing payments offline. 

KYC and AML Integration capabilities

Capability to verify investor identity with integrated eKYC and AML screening systems to ensure compliance with regulatory norms.

CRM & Investor History Integration

Capability to link subscription data to your CRM to maintain investor profiles, track engagement, and personalize future offerings.

Exchange System Integration

Built-in integration with Lead Management Systems of Stock Exchanges for bid relay, subscription updates, and allocation coordination.

Refund Management

Automate refund initiation for rejected, partial, or unallotted applications through direct bank integrations or wallet reversals.

Notification & Communication Engine

Send real-time SMS, email, or app-based notifications to investors confirming application receipt, payment status, refund updates, and allotment results.

Back Office Synchronization

Seamlessly integrate with your internal back-office systems for real-time data flow, reporting, audit logging, and recordkeeping.

AI Enabled Investor Portal and Business process

Our AI-enabled solutions enhance both investor and back-office operations with intelligent automation. Investor portals feature AI agents that provide 24/7 personalized support for onboarding, subscriptions, and queries.  

Benefits

Faster, Error-Free Processing

Automated checks and validations reduce manual errors and speed up the subscription lifecycle.

Improved Investor Experience

Offer a smooth and transparent application journey across multiple digital and physical channels.

Complete Regulatory Compliance

KYC, AML, and audit-ready logs ensure full compliance with local capital market authorities and central banks.

Centralized Control & Visibility

Monitor subscriptions across all channels with unified dashboards and analytics.

Lower Operational Overheads

Reduce manpower and manual interventions with fully integrated digital workflows.

Ideal For:

  • Receiving Agents and Book Runners
  • Banking Institutions
  • Brokerage Firms
  • Assent and Fund Managers
  • Payment Service Providers
  • Financial Institutions Participating in IPO Distribution

Contact us today to schedule a product demo or explore partnership opportunities

Request a demo today or get in touch with our IPO Management team to learn more.